| U.S. Arabian
Horse Registry Rules
Rule 1 - General Rules
Introduction
These Rules and Regulations refer to the United States Arabian Horse
Registry as the "USAHR." Unless it is stated otherwise, or
unless it can be gathered from the context that something else is meant,
the term "USAHR" also refers to the President, the Board of
Directors of the Arabian Horse Fair Association, the Board of Trustees
for USAHR and to appointed representatives.
The Board of Trustees may prescribe whatever procedures necessary to
carry out these Rules and Regulations but will be in compliance with
those procedures and rules as stated in the Bylaws for USAHR. USAHR operates
as a separate body but under the auspices of Arabian Horse Fair Association.
The principal objective of the USAHR is to facilitate the preservation
and improvement of purebred Arabian horses and to provide services for
the benefit of its members which encourage purebred Arabian ownership
and participation. In furtherance of that objective, the USAHR maintains
an official registry of purebred Arabian horses.
Section 1 - Responsibilities
It shall be the duty of every breeder being the owner or lessee of a
horse registered in the Stud Book or Register of USAHR to keep proper
records of his stud breeding activities in regards of each registered
horse and shall include particulars and dates of service and of foalings
and all such records shall be open for inspection by any person authorized
by the Board to inspect same and any such person shall be at liberty
to take such extracts there from as he/she may think fit. Non-compliance
with these rules may cause applications for registration of any foal
to be refused.
Amendments and new rules are available on USAHR web site at usarabianhorseregistry.com.
It is the responsibility of each applicant to obtain from USAHR all
necessary forms and to submit all completed forms and other requirements
by the applicable deadlines and to abide by all rules of this registry.
To determine whether a deadline has been met, any document or other
material submitted to USAHR shall be deemed to have been submitted to
and/or received by USAHR only upon: (1) actual receipt in the appropriate
office of USAHR; or (2) if transmitted by United States Mail or other
recognized mail carrier, the date such carrier received the material
from the sender if that date is noted by the carrier on the outside of
the container.
Section 2 - Notice
Any notices or other material sent by USAHR to any person, including
any owner (or owner's authorized agent), shall be mailed to the last
known address on file with USAHR for the horse who is the subject of
the notice or other material. The address given shall be used regardless
of whether the same person has other addresses on file with USAHR for
other horses. Change of Address Forms are available from the United States
Postal Mail and may be submitted by the horse owner (or owner's authorized
agent) to notify USAHR of a change of address for mailing notices or
other material for any specified horse(s).
Notwithstanding any other provisions in these rules, USAHR may require
any party(ies) who requests action or inaction from USAHR arising out
of or relating to a dispute or controversy with a third party(ies) to
settle that dispute in a court of competent jurisdiction. USAHR may defer
a decision concerning the matter pending resolution of the dispute as
aforesaid. USAHR shall have no obligation to any party arising out of
any decision to defer action or to take action under any provision of
these Rules.
USAHR may decline to process any material received from an owner or
breeder not in good standing with USAHR. An owner or breeder will be
considered not in good standing if the owner or breeder has any outstanding
fees owed to USAHR for any horse including, but not limited to, fees
related to registration, DNA/blood typing, naming, imports, exports,
duplicates or corrections.
All fees are due at the time of the submittal of the applicable form
or request to USAHR and are subject to the rules requiring payment of
late fees. The Fee Schedule sets forth each submittal to USAHR for which
there is a fee and the amount of each fee. In the event any person fails
to pay a fee owed to USAHR, then USAHR shall apply any payment subsequently
received from that person to the outstanding fees owed by that person
to USAHR.
Rule 2 - Membership
Any recorded owner of a registered Arabian horse or an individual interested
in Arabian horses may become a member of US Arabian Horse Registry by
submitting an application to Arabian Horse Fair Association and paying
the required fees. Complimentary Membership is included in all initial
transactions and remains in effect for the remainder of the calendar
year on the initial transaction.
Rule 3 - Registration - Click
here for Registration Application
Section 1 - Requirements and Procedures for the
Registration of Domestic Horses
Sub Section 1 - Foal Registration
A horse conceived from the mating of a mare residing in the United
States, Mexico, Canada, Caribbean Islands, or Panama and registered
in the USAHR's records and an eligible stallion and born in the United
States, Mexico, Canada, Caribbean Islands, or Panama may be registered
if the following requirements are met:
The horse is of pure Arabian blood as verified by its pedigree and
is recognized as an Arabian horse as one of pure Arabian lineage acceptable
to the Board in accordance with the standard and/or the standard of
a recognized Society and the progeny of pure bred sires and dams acceptable
for registration by the Society, including those previously acceptable
and approved stud books;
The dam of the horse is registered with the USAHR and all transfers
of ownership have been recorded in USAHR in accordance with all stated
rules;
The sire of the horse is registered with the USAHR and all transfers
of ownership have been recorded by the USAHR in accordance with all
stated rules or, in the event the horse is conceived through the use
of imported semen in accordance with Section 7 of this Rule;
The requirements of Sections 2, 4, or 7 (artificial insemination),
and/or Section 3 (embryo transfer) of this Rule have been fulfilled;
An
application for registration, on a form provided by the USAHR, has
been completed, signed by the appropriate recorded owner(s) (or
by the person whom the recorded owner(s) has authorized in writing
to sign the application) and filed with the USAHR.
For horses born
after January 1, 2002, the DNA types of the horse, the horse’s
sire and the horse’s dam must be placed
on permanent record with the US Arabian Horse Registry. The horse
must qualify as an offspring of the stated sire and dam through
DNA type testing;
For horses born on or before January 1, 2002, the DNA types of the
horse, the horse's sire and the horse's dam, or the blood types of
the horse, the horse's sire and the horse's dam must be placed on
permanent record with the US Arabian Horse Registry. The horse must
qualify as an offspring of the stated sire and dam through DNA type
or blood type testing;
A dead horse is not eligible for registration.
Sub Section 2 - Gelding or Spayed Mare
After a stallion is castrated or a mare is spayed, a Castration/Spay
Form, click here, must be submitted along with the Certificate of Registration.
Upon approval by USAHR, an amended Certificate of Registration, showing
the horse as a gelding/spayed mare, will be issued to the recorded
owner at no charge.
Sub Section 3 - Duplicate Certificate
To obtain a duplicate Certificate of Registration, the recorded owner
must file with USAHR a completed affidavit, on a form provided by USAHR,
click here, satisfactorily explaining the loss of the original Certificate
of Registration and pay the duplicate certificate fee. Upon approval
by USAHR, a duplicate Certificate of Registration, so marked, will
be issued to the recorded owner of the horse.
Sub Section 4 - Replacement Certificate
To obtain a replacement for a Certificate of Registration which has
been torn, mutilated, soiled or otherwise defaced, but which is identifiable,
the recorded owner must file the original Certificate of Registration
with USAHR for identification, enclose a Request for a Replacement
Certificate, click here. and pay the replacement certificate fee. Upon
approval by USAHR, a replacement Certificate of Registration will be
issued to the recorded owner of the horse
Sub Section 5 - Markings or Color Change
A recorded owner may request a change in the horse's markings or color
as shown on the Certificate of Registration by submitting the Certificate
of Registration along with an Color Change Form, click
here, provided
by USAHR, and such additional information as may be required by the
Registry. Upon approval by USAHR, an amended Certificate of Registration
will be issued to the recorded owner at no charge.
Sub-Section 6 - Bill of Sale
US Arabian Horse Registry recognizes a Bill of Sale as the legal transfer
of ownership. In contract sales, the Transfer of Ownership section
must be completed. If a foal is being sold, and is eligible for registration
as a purebred, the bottom half of the form must also be completed and
submitted with an Application for Certificate of Registration. The
breeder must sign the Breeder's Certification section for the foal
to be eligible for registration.
A horse's ownership may be transferred and registration certificate
issued to the new owner upon receipt of a valid bill of sale from the
seller or a bill of sale from the auction the seller has used to sell
the horse. If US Arabian Horse Registry deems it is in the best interests
of the registry, a new DNA test may be required at the buyers expense
to verify the horse's identity.
Section 2 - Requirements and Procedures
for the Registration of Horses Imported in Utero
A horse conceived
from the mating of a foreign mare (ie. a mare which is outside the
United States, Mexico, Canada, Caribbean Islands or Panama) and
an eligible stallion, and imported in utero and born in the United
States, Mexico, Canada, Caribbean Islands, or Panama may be registered
if the following requirements are met: The dam of the horse is registered in the USAHR's records and is recognized
as an Arabian horse as one of pure Arabian lineage acceptable to the
Board in accordance with the standard and/or the standard of a recognized
Society and the progeny of pure bred sires and dams acceptable for registration
by the Society, including those previously acceptable and approved stud
books;
An application for registration, on a form provided by the USAHR, has
been completed, signed by the appropriate recorded owner(s) and filed
with the USAHR;
For horses born after January 1, 2002, the DNA types of the horse, the
horse’s sire and the horse’s dam must be placed on permanent
record with the US Arabian Horse Registry. The horse must qualify as
an offspring of the stated sire and dam through DNA type testing;
For horses born on or before January 1, 2002, the DNA types of the horse,
the horse's sire and the horse's dam, or the blood types of the horse,
the horse's sire and the horse's dam must be placed on permanent record
with the US Arabian Horse Registry. The horse must qualify as an offspring
of the stated sire and dam through DNA type or blood type testing;
The sire is listed in the stud book or annual supplement to the stud
book of the registry where the mating occurs;
A statement of breeding service has been provided to the USAHR; and
The registration fee for imported in utero horses has been paid.
Section 3 - Requirements for Embryo/Oocyte Transfer
Sub Section 1 - Process
Embryos/oocytes collected in the United States, Mexico, Canada, Caribbean
Islands, or Panama from a purebred Arabian mare may be transferred
to a recipient mare, and foals resulting from embryo/oocyte transfer
may be eligible for registration under Section 1 of this Rule, if the
following requirements are met:
An Embryo/Oocyte Endorsement Certificate has been issued for the mare
to be used as a donor for embryo/oocyte transfer and the required fee
has been paid prior to the transfer, the required fee has been paid
after the transfer and the foaling portion of the required fee accompanies
the registration application. The permit will be effective until the
recorded ownership of the donor mare changes or the donor mare is exported.
A permit may be issued for a donor mare if the following requirements
are met:
An application for an Embryo/Oocyte Endorsement Certificate, on a
form provided by the USAHR, has been completed, signed by the recorded
owner (or by the person whom the recorded owner has authorized in writing
to sign the application), and filed with the USAHR;
The DNA type of the donor mare has been placed on permanent record
with the USAHR; and
An embryo/oocyte must be transferred to a recipient mare within three
calendar days of the collection from the donor mare.
If an Embryo/Oocyte Endorsement Certificate Permit, click
here, has
not been issued by the USAHR prior to the collection and implant of
an embryo/oocyte, the recorded owner of the donor mare must pay a Late
Permit Fee, and may be charged for any reasonable costs and expenses
that the USAHR incurs in investigating the accuracy of the embryo/oocyte
transfer, and may also be subject to the penalties provided by Rule
5, Section 4.
If the recorded owner of the donor mare sells the embryo/oocyte prior
to the birth of the horse, an Embryo/Oocyte Sale Form, on a form provided
by the USAHR, click here, must be completed and must accompany the
registration application. In that event, the Certificate of Registration
will be issued in the recorded ownership of the purchaser in accordance
with the terms of the Embryo/Oocyte Sale Form.
Sub Section 2 - Cloning
Any foal produced by the method of cloning shall be ineligible for
registration with USAHR.
Section 4 - Requirements and Procedures
for the Registration of Imported Horses
A horse imported into the United States, Mexico, Canada, Caribbean Islands
or Panama may be registered if the following requirements are met:
The imported horse is born and is verified as an Arabian horse of pure
Arabian lineage acceptable to the Board in accordance with the standard
and/or the standard of a recognized Society and the progeny of pure bred
sires and dams acceptable for registration by USAHR, and including those
previously acceptable and approved stud books;
Within 60 days of arrival of the horse in the United States, Mexico,
Canada, Caribbean Islands, or Panama, the owner or broker of the horse
must submit the following to the USAHR office:
An application for registration, on a form provided by the USAHR, has
been completed, signed by the importer and filed with the USAHR;
The original registration certificate issued by the exporting source
registry has been submitted to the USAHR. The foreign recorded owner
at the time of export, the horse's markings, and the horse's pedigree
must be shown on the original foreign registration certificate. If any
or all of these items are not shown on the original foreign registration
certificate, a separate document issued by the exporting source registry
showing this information must be submitted to the USAHR. If the importer
and the foreign recorded owner at the time of export are not the same,
then a document(s) that evidences an unbroken chain of ownership must
be submitted;
The Passport Book, if applicable;
The sire and dam are listed in the stud book or annual supplement to
the stud book of the registry where the sire and dam were originally
registered;
The Certificate of Registration, Stud Book Certificate or Export Certificate
from the country of origin containing the written description and diagrams
of the markings on the horse including the exact location of the head
and neck cowlicks;
Four color photographs of the horse (front, both sides, and rear views)
taken in this country clearly showing the color, and the markings (or
lack of markings) on the head, legs and body; and the horse's markings
must be congruent with those shown on the foreign documents. If necessary,
the horse may be inspected by a USAHR representative to verify its identity;
If a horse is exported/imported from/to a country whose Stud Book is
not recognized, the owner (or owner's authorized agent) must nevertheless
satisfy all of the requirements listed in these regulations as close
as possible, and no progeny foaled or conceived in a country whose Stud
Book is not recognized by USAHR will be eligible for registration in
the United States Arabian Horse Registry;
A valid Service Certificate if the imported broodmare is in foal and
the foal would be eligible for registration in USAHR;
The DNA types of the horse and the horse's sire have been placed on
permanent record with the USAHR.
For horses born after January 1, 2002,
the DNA types of the horse, the horse’s sire and the horse’s
dam must be placed on permanent record with the US Arabian Horse Registry.
The horse must qualify as
an offspring of the stated sire and dam through DNA type testing;
For horses born on or before January 1, 2002, the DNA types of the horse,
the horse's sire and the horse's dam, or the blood types of the horse,
the horse's sire and the horse's dam must be placed on permanent record
with the US Arabian Horse Registry. The horse must qualify as an offspring
of the stated sire and dam through DNA type or blood type testing;
The registration fee for imported horses has been paid.
If for any reason, the requirements are not completed within 60 days
of arrival, the Certificate of Registration from USAHR may be obtained
only after approval of USAHR and the payment of an additional fee (see
fee schedule). A notarized statement setting forth the reason for the
delay must accompany the completed Foreign Registration Form.
Section 5 - Requirements and Procedures for the
Exportation of Horses and Semen
Sub Section 1 - Application
In support of an application to export a horse registered in USAHR
the following shall be provided prior to the issue of an Export Certificate
when the following requirements have been met:
When a horse is to be exported to a country outside of the United
States, Mexico, Canada, Caribbean Islands, or Panama, an Export Certificate,
click here, and passport,
must be obtained from USAHR within 60 days of exportation. If for any
reason the requirements are not
completed within 60 days of exportation, the Export Certificate may
be obtained only after approval by USAHR and the payment of an additional
fee (see Fee Schedule);
Horses born on or after January 1, 1991: the DNA types of the horse,
the horse's sire and the horse's dam, or the blood types of the horse,
the horse's sire and the horse's dam have been placed on permanent
record with the USAHR. The horse must qualify as an offspring of the
stated sire and dam through DNA type or blood type testing;
The original Certificate of Registration transferred to the new owner
if applicable;
A completed Export Identification form. The form must be signed by
the owner (or owner's authorized agent) and must also indicate the
country of destination, name of broker, date of shipment, and ownership
of the horse. This form must be submitted to USAHR at the time the
Export Certificate is requested;
Application for registration in the foreign Stud Book or Register
if the horse to be exported is foal recorded;
The blood type or DNA analysis or both of the horse to be exported,
together with that of its sire and dam (if alive and registered in
USAHR) must be on record with USAHR;
A set of four color photographs of the horse (front, both sides and
rear views) clearly showing the color, and the markings (or lack of
markings) on the head, legs and body;
A valid Stallion Covering Certificate for all mares in foal. If a
Stallion Covering Certificate is not available at the time of shipment,
it must be submitted to USAHR as soon as it is received by the owner;
And such fee as may be determined by the Board of Trustees from time
to time.
USAHR will forward directly to the appropriate Foreign Stud Book Authority,
the Export Certificate and any other necessary documents as may be
reasonably requested by that Stud Book Authority.
If a horse is exported to a country whose Stud Book is not recognized,
the owner (or owner's authorized agent) must nevertheless satisfy all
of the requirements listed in these regulations, and the horse must
be DNA/blood typed and identified within 60 days of its return to the
United States, Mexico, Canada, Caribbean Islands or Panama. No progeny
foaled or conceived in a country whose Stud Book is not recognized
by USAHR will be eligible for registration in the United States Arabian
Horse Registry.
Sub Section 2 - Requirements for Export of Stored Semen
The registered owner of a donor stallion whose semen is to be exported
from the United States, Mexico, Canada, Caribbean Islands, or Panama
or the owner of such semen shall at least one (1) month prior to its
export so notify USAHR on the prescribed Export Certificate form and
pay to USAHR the fee prescribed. See Fee Schedule. A penalty fee of five
(5) times the Export fee or more may be imposed if a Member transports
semen without first obtaining an Export Certificate and required documents
for this purpose. A separate Export Certificate is required for each
country to which semen is to be exported.
A Transported-stored Semen Verification (collection), click
here, must
be completed and forwarded to US Arabian Horse Registry within three
(3) days of each shipment of semen.
Collection of semen from the stallion shall be carried out by registered
veterinarians or artificial insemination technicians whose qualifications
are acceptable to USAHR. The DNA type of all stallions used for collection
of semen for export must be on permanent record with the USAHR and the
stallions must be approved for the export of semen into their home country.
Section 6 - Stallion Reporting Requirements
Sub-Section 1 - Stallion Report - Click
here for Form
The Stallion Report shows the stallion's name and registration
number, stallion's owner/lessee or authorized agent, year of birth
and color for the stallion, the calendar year of breeding, and the
signature of the Stallion owner/lessee or authorized agent; the mare's
name and registration number, mare owner's name and address,
method of use for breeding, ie: natural, on site artificial semen
via chilled or frozen, and dates
of service including the last date of service. The Stallion
Report must be received in the USAHR office or postmarked by November
30th of the covering year. Those reports timely filed
on or before November 30th will accepted and recorded at no charge. Late
filings will merit the penalty fee of $25 plus three dollars for
each mare listed on the report, at the judgement or discretion of
the registrar.
No foal may be registered without such Stallion Report being filed.
Failure to so file the Stallion Report may result in future progeny
of such horses being ineligible for registration.
The obligation for filing of the Stallion Report shall be born by
the owner or if appropriate, the lessee or agent. Stallion Report
forms are available to download free on the USAHR web site, or at
a small fee from the USAHR office.
Sub Section 2 - Stallion Covering Certificates for Exporting Foals
in Utero- Click here for
Form
A Stallion Covering Certificate showing the stallion's name and registration
number, stallion's owner and address, mare's name and registration
number, mare's markings and whorls, mare owner's name and address,
dates of service must be submitted with the mares exportation documents.
Section 7 - Requirements for Artificial
Insemination Using Imported Semen
Sub Section 1 - Cooled Shipped Semen
Semen may be imported into the United States, Mexico, Canada, Caribbean
Islands or Panama and foals resulting from the use of such semen may
be eligible for registration under Section 1 of this Rule, if the following
requirements are met:
1. A Transported-Stored Semen Verification, on a form provided by
the USAHR, has been completed, signed by the appropriate recorded
owner(s) (or by the person whom the recorded owner(s) has authorized
in writing to sign the application), and filed with the USAHR;
2. The stallion (sire) is listed in the stud book or annual supplement
to the stud book of the registry where the semen was collected; and
3. The stallion owner has complied with the appropriate rules concerning
the transport and use of semen prescribed by the registry where the
semen was collected.
Sub Section 2 - Frozen Semen - Click Here for Form
1. A breeder may register a foal conceived by the use of preserved frozen semen from a purebred Arabian stallion, who may be living or deceased at the time of insemination, and used by the original owner or a subsequent buyer of the frozen semen for the insemination of a purebred Arabian mare for a purebred Arabian foal, provided that the following occurs:
a) The seller of the frozen semen straws provides a US Arabian Horse Registry Frozen Semen Certificate to the buyer, transferring full ownership rights of the frozen semen straws to the buyer;
b) The buyer includes the Frozen Semen Certificate with the resulting foal's registration application. A separate Frozen Semen Certificate is required for each foal to be registered from the use of frozen semen straws sold to thepurchaser, regardless of the number of straws purchased;
c) The Frozen Semen Cerificate MUST be filled out and signed by the stallion owner at the time of the sale of the frozen semen straws. A deceased owner's signature will be considered valid by the US Arabian Horse Registry as the stallion owner's signature on the foal registration application.
2) The US Arabian Horse Registry frozen semen certificate form is a transfer of ownership and stallion breeders designation for frozen semen straws.
3) A copy of the frozen semen certificate form will accompany each registration application and is the responsibility of the party submitting the foal registration application.
Section 8 - DNA Typing and Blood Typing
- Click here or DNA Test Request
Form
The DNA type of all stallions and mares used for breeding must be on
permanent record with the USAHR. The DNA sample must be obtained and
typed in accordance with procedures prescribed by the USAHR. The required
fee must be paid to the USAHR at the time the DNA typing is requested.
Any questions of true parentage will be resolved by all means available
to the USAHR, including DNA type testing or any other genetic testing
method of the horses involved, including but not limited to collection
of blood, tissue or other material required and transfer of same to such
laboratory as the Board of Trustees shall direct in writing.
Any recorded owner of a horse must agree to permit such tests which
will be at the expense of the owner and must be paid in advance.
Random DNA and blood typing programs to verify parentage may be conducted
by the USAHR at its expense and recorded owners of horses must agree
to permit such DNA and/or blood typing.
Refusal by an owner to permit DNA typing and/or blood typing may result
in cancellation of registration certificates and in the imposition of
penalties under Rule 5, Section 4.
For the purposes of this regulation the term “laboratory” shall
be deemed to be any facility, which shall be from time to time approved
by the Board of Trustees of USAHR, which carries out the testing and
analysis of blood, blood products, tissue or other genetic materials
and which shall be an ISEG approved facility and shall be as specified
by the Board of Trustees.
Section 9 - Names
No horse will be registered by a name which has exactly the same spelling
as a name already registered, which has numerical prefixes or suffixes,
or which has the suffix "Sr." or "Jr.". The only
valid characters are capital letters A through Z, apostrophe, hyphen
and space. Names may not contain more than 27 total characters or be
composed of more than four parts.
Section 10 - Registration Numbers
The USAHR will issue registration numbers in consecutive order, based
upon the order in which the applications are processed by the USAHR.
Section 11 - Certificate of Registration
One Certificate of Registration will be issued for a registered horse
and such Certificate of Registration is a certification of information
contained in the records of the USAHR. This Certificate is a standard
Certificate of Registration. For purposes of these rules the standard
Certificate of Registration shall be referred to as the Certificate of
Registration.
The original Certificate of Registration will be issued in the name
of the recorded owner of the dam at the time of foaling and will display
the breeder to be the recorded owner at the time the dam was bred. A
Lease Authorization form may be used to indicate the lessee as the assigned
breeder of the foal and as such, the Certificate of Registration will
display the breeder to be the person or persons designated in accordance
with the terms of the lease authorization form.
Section 12 - Transfer of Ownership
Sub Section 1 - Change in Recorded Ownership for Horses With a Standard
Certificate of Registration
To transfer the recorded ownership of a registered horse which has a
standard Certificate of Registration, the recorded owner must complete
and sign the transfer portion of the Certificate of Registration. A transfer
of recorded ownership may be recorded if the following requirements are
met:
The completed and signed Certificate of Registration has been sent to
USAHR, and the needed documents and appropriate form for individuals,
farms, clubs, churches, schools, partnerships, syndicates, and limited
liability companies has been included;
The horse was a resident of the
United States, Mexico, Canada, Caribbean Islands, or Panama on the
date of sale indicated;
Contract sale dates must be indicated If a contract sale is involved.
The beginning date of the contract may be used as the recorded transfer
(sale) date, but the ending date of the contract will be used to determine
the applicable transfer fee; and the transfer fee has been paid.
Sub
Section 2 - Transfer Without Signature of Recorded Owner
(a) If the name listed in the "buyer section" is not the
current owner and additional transfers have taken place, a copy of
a bill of
sale for each additional transfer will be needed. The transfer fee
will be assessed using the fee schedule as listed on the USAHR web
site. but
shall be for the last transfer.
Please note; a bill of sale must include the date of sale, the registration
name/number of the horse, the identity of the buyer(s) and the signature
of the seller(s).
(b) If the person listed in the buyer section is a minor, a parent
or guardian will need to complete a Minor Authorization Form, in addition
to the instructions above. This form will be mailed to you, if you
indicate
that the buyer is a minor when submitting your transfer request. This
form can also be found on this web site, through "Forms".
(c) If the seller is deceased, an authorized signer must be placed on
record with USAHR in order to sign on behalf of the deceased.
Before USAHR can accept the signature of another person on behalf of
the deceased, USAHR must receive the document(s) specified in any ONE
of the following options:
A copy of the last will and testament stating who has been appointed
as personal representative for the deceased AND a certified copy of the
death certificate.
OR
A certified copy of a letter of testamentary from an attorney, which
identifies the deceased and specifies who is appointed as personal representative.
OR
An attorney's opinion letter stating that, under the laws of the state
in which the deceased resided, the estate was not probated. This letter
must identify the person who is heir to and can execute documents on
behalf of the estate.
(d) Whenever legal title to a registered horse passes to another by
reason of death of the recorded owner, by reason of foreclosure of any
lien or by any order or decree of court, or otherwise by operation of
law, USAHR may transfer the registration of such horse to the new owner:
Upon order of a court of competent jurisdiction or other satisfactory
proof of authority for the transfer;
Upon payment of the transfer fee and any reasonable costs and expenses
of investigation; and
Upon satisfaction of such other requirements as may be defined by USAHR.
Sub Section 3 - Sale Without Certificate of Registration
Any owner who desires a horse no longer to be considered an Arabian
to have a pedigree must promptly surrender the Certificate of Foal
Registration to USAHR within 60 days of the date of sale with an accompanying
notation
that the horse was transferred or sold "without pedigree." The
notation must be signed by the owner (or owner's authorized agent)
and indicate the date of disposition. In the event the owner or his
authorized
agent surrenders the Certificate of Foal Registration to USAHR in the
above manner more than 60 days after the date of transfer or sale,
then the new owner or transferee must also submit a statement that
the horse
was purchased or received without pedigree.
Upon receipt in USAHR Office, the respective Certificate of Foal Registration
will be canceled. Once the registration is canceled, the horse cannot
be reinstated into the registry, and a Duplicate Certificate of Foal
Registration will not be issued.
Notations upon a Certificate of Foal Registration which do not clearly
indicate transferred or sold without pedigree, including notations
such as "not to be bred," shall not result in cancellation
of the Certificate of Foal Registration. Such notations could be regarded
as
defacing the Certificate of Foal Registration and, submission to USAHR
of any such defaced Certificate of Foal Registration, may cause a Corrected
Certificate of Foal Registration to be issued.
Sub Section 4 - Ownership Disputes
TRANSFER AND REPORT OF OWNERSHIP: OWNERSHIP DISPUTES
The transfer of ownership for all registered Arabians will be reported
to US Arabian Horse Registry by completing a Transfer of Ownership form.
Based on the ownership reported on the respective forms, US Arabian
Horse Registry will record any transfer of ownership. If an Arabian stallion
or broodmare is sold, the new ownership must be reported by submitting
a Transfer of Ownership Form.
If US Arabian Horse Registry becomes aware of conflicting information
with respect to the ownership of a horse, or other rights in or related
to a horse ("Ownership Issues"), US Arabian Horse Registry
may request additional information and US Arabian Horse Registry may
defer action related to the horse until the interested parties agree
to resolve the Ownership Issues or US Arabian Horse Registry may take
action based upon court order or other factors it deems appropriate
in its discretion. US Arabian Horse Registry shall have no obligation
to
any party arising out of its decision to defer action or to take action.
In addition, the failure of an owner to submit a valid service certificate
pursuant to Stallion Covering Certificate may be considered evidence
of an ownership issue to be resolved as set forth above, but in the event
action is deferred by US Arabian Horse Registry, it will process but
not issue the Certificate of Foal Registration until a valid service
certificate is submitted to US Arabian Horse Registry and all other requirements
of Rule 3 are satisfied.
The US Arabian Horse Registry will not respond to inquiries, other than
pursuant to legal process, Court order, approved Foreign Stud Book Authorities,
recognized State Racing Commissions, Race Track Authorities or law enforcement
agencies with respect to ownership information as to a specific horse,
except upon written request, from a person whose name appears in US Arabian
Horse Registry records as having an ownership interest in that horse.
It is advisable that no one complete the purchase of an Arabian until
the Certificate of Foal Registration has been transferred by the previous
owner. Before completing the sale, the new owner should compare the description
on the Certificate of Foal Registration with the actual markings, including
cowlicks and chestnuts, found on the horse.
Section 13 - Cancellation Upon Death of a Horse
Sub Section 1 - Recorded Death
The recorded owner must send a written notice to USAHR upon the death
of a registered horse. The notice must contain the date of death and
must be signed by the recorded owner(s). The original Certificate of
Registration will be marked accordingly and returned to the owner of
record.
If it is found that the particulars furnished for registration of any
horse in the Stud Book or within USAHR records are incorrect in any material
with respect to said animal, the Board of Trustees may cancel the registration
of such horse and may cancel the registration of any of its descendants
and may make such correction in the description of any of the descendants
in the Stud Book or USAHR records as the Board of Trustees may consider
appropriate.
Sub Section 2 - Not Reported Death
When according to USAHR records, a horse has lived 30 years past January
1st of its foaling year, it will be presumed no longer alive. USAHR will
automatically remove the horse from the inventory of living horses and
its offspring conceived after that date are ineligible for registration
until the owner verifies the horse is still living. The owner may be
requested to provide verification on an annual basis by providing full-view
color photographs and a written statement verifying the horse is still
living.
Section 14 - Authorizations
Any recorded owner may authorize another party to sign USAHR-related
transactions on such owner’s behalf. Such an authorization will
be recognized when the appropriate form has been completed and is received
at the USAHR offices. The appropriate Authorization forms are listed
below:
General Ownership Form of Authorization
Corporation Ownership Form of Authorization
Minor Ownership Form of Authorization
Trust Ownership Form of Authorization
Lease Authorization
Section 15 - USAHR Online
The USAHR database contains the pedigree and progeny records of every
purebred Arabian horse registered by the USAHR. The database will be
available on the Internet at the registry web site, usarabianhorseregistry.
com and information is updated continuously.
The Board of Trustees shall whenever it considers it appropriate to
do so, print and publish in such form of reproduction as the Board of
Trustees shall from time to time determine. A volume of the Stud Book
or USAHR records shall contain such records of registration and pedigrees
as have been recorded in the Stud Book or USAHR records since the last
published volume. The Board of Trustees may include in any volume of
the Stud Book or USAHR records any matter which it considers appropriate.
Section 16 - Pedigree
USAHR will prepare a pedigree (based upon its records) back through the
fifth generation or to foreign records, whichever comes first, upon receipt
of a request form, click here, and payment of the pedigree fee.
Rule 4 - Disciplinary Proceedings
DECEPTIVE PRACTICES
Section 1 - Agents and Employees
A person or entity (collectively "Person") may be denied any
or all of the privileges of USAHR in the event:
(1) That Person either knowingly misrepresents or aids or abets the
misrepresentation of the identity, name, age, appearance, pedigree, DNA/blood
type, eligibility for registration or any other information in, or in
connection with, any communication to USAHR;
(2) That Person steals, counterfeits, forges or alters a certificate
or document issued by USAHR or knowingly receives a stolen, counterfeited,
forged or altered certificate or document issued by USAHR;
(3) That Person intentionally violates any of the Principal Rules and
Requirements of USAHR; or
There is a final determination by a court (whether civil, criminal or
administrative) or an official tribunal or an official racing body (Arabian
Jockey Club) that such Person: (a) knowingly misrepresented or aided
or abetted the misrepresentation of a horse's identity, name, age, appearance,
pedigree, DNA/blood type or any other information in connection with
either entry in a race or the racing of any horse; (b) knowingly misrepresented
or aided or abetted the misrepresentation of a horse's eligibility for
registration or any other matter related to USAHR Stud Book; (c) stole,
counterfeited, forged or altered a certificate or document issued by
USAHR or knowingly received a stolen, counterfeited, forged or altered
certificate or document issued by USAHR; or (d) killed, abandoned, mistreated,
neglected or abused, or otherwise committed an act of cruelty to a horse.
Section 2 - Notice of Charges
In the event USAHR has a reasonable basis upon which to conclude that
any of the circumstances identified above may apply, USAHR shall notify
such Person in writing: (a) of the specific subpart(s) of this rule which
apply; (b) of the basis upon which USAHR believes that the subparts apply;
(c) of USAHR's proposed action; and (d) that the Person has the right,
within 30 days of the date that Person receives the notification, either
to submit to the Board of Trustees of USAHR written information to be
considered in their determination of the matter or to request a hearing
by submitting to the Board of Trustees of USAHR a written request for
a hearing, briefly stating the reasons why that Person asserts that this
rule does not apply and/or that the proposed action is not appropriate.
If a hearing is requested, a non-refundable administrative fee of one
thousand dollars ($1,000.00) must be submitted with the Hearing Request.
If no hearing is requested, then all information submitted by USAHR
and the Person shall be considered by the Board of Trustees of USAHR
at their next meeting, at which time the Board of Trustees of USAHR shall
make a final determination as to whether to deny the Person any or all
of the privileges of UAHR and the nature and extent of any such denial.
The Board of Trustees' determination shall be promptly reduced to writing,
stating the decision made and briefly stating the reasons for such decision,
and delivered to the Person (and his counsel, if any) and to USAHR.
If a hearing is requested, then all further proceedings shall be conducted
in accordance with the procedures set forth in Rule 5.
Any Person who receives a Notification may request an expedited determination
by submitting a written request to the Board of Trustees of USAHR with
a detailed explanation as to why an expedited determination is warranted.
The authority of the Board of Trustees under this rule and of any Hearing
Officer appointed under Rule 5 to hear a matter pursuant to a Rule 4
Hearing Request shall be limited to considering (a) whether a denial
of any or all of the privileges of USAHR is warranted under the criteria
in this rule and (b) the nature and extent of any denial of those privileges.
Any determination of the Board of Trustees of USAHR made pursuant to
this Hearing shall be final.
Rule 5 - Hearings
APPEALS AND HEARINGS
Section 1 - Appeals Process
Any person or entity ("Person") wishing to object to any action
or decision of the USAHR (other than Rule 4 Notifications and Rule 4
final determinations) in the application of the Rules to such Person
or to such Person's horses(s), may, within 30 days of being advised of
such action or decision, submit to the Board of Trustees of USAHR a written
statement ("Statement") including:
The specific nature and basis for objecting to the action or decision
of the US Arabian Horse Registry's Primary Officer or Executive Director;
A brief statement of the facts and any documents, affidavits or other
written material which that Person believes will be helpful in considering
the matter; and if a hearing is desired, a specific request for a hearing.
If a hearing is requested, a non-refundable administrative fee of one
thousand dollars ($1,000.00) must be submitted with the Statement.
If no hearing is requested, then all information submitted by the Person
and USAHR shall be considered by the Board of Trustees at their next
meeting after receipt of the Statement, at which time the Board of Trustees
shall make a final determination. That determination shall be promptly
reduced to writing, stating the decision made and briefly stating the
reasons for such decision, and delivered to the Person (and his counsel,
if any) and USAHR.
Section 2 - Hearing Officer
If a hearing is requested under either Rule 5 or Rule 4 then, within
10 days after receiving the Statement or the Rule 4 Hearing Request,
whichever applies, the designee of the President of the Board of Trustees
shall provide written notice to the Person of the name, address and telephone
number of the individual Trustee or independent hearing officer (collectively "Hearing
Officer') appointed to hear the matter.
Within 15 days after the date of the appointment of the Hearing Officer,
the Hearing Officer shall conduct a telephonic pre-hearing conference
for the purpose of ruling on preliminary matters, clarifying and narrowing
the issues, entering into stipulations, scheduling the hearing and considering
other issues as may aid in the disposition of the matter. The final hearing
shall be scheduled no less than 15 and no more than 30 days after the
date of the pre-hearing conference unless the parties otherwise agree.
All hearings shall take place at the primary office of USAHR.
Any Person requesting a hearing may appear personally, if such Person
is an individual, or with counsel authorized to act on such Person's
behalf and may present witnesses and other evidence. USAHR may appear
with counsel and may testify and present witnesses and other evidence.
Any other person having an interest in the subject matter may appear
at the hearing if the Hearing Officer determines that such person might
materially assist in the determination of the matter.
All testimony at the hearing shall be under oath and stenographic recorded.
The Hearing Officer shall not be bound by technical rules of evidence
and may receive any evidence which he considers to be reliable and relevant,
if not unduly repetitious, including testimony which would be hearsay
if presented in a court of law.
Section 3 - Decision
The Hearing Officer shall, within 45 days after the close of the hearing,
submit written factual findings and recommendations to the Board of Trustees
and provide a copy of those findings and recommendations to the Person
(and his counsel, if any) and to counsel for USAHR. The Board of Directors
shall, no later than the next meeting of the Board of Trustees after
the findings and recommendations are made, make a final determination
of the matter. The Board of Trustees may accept or reject the findings
and/or recommendations in whole or in part. The determination of the
Board of Trustees shall then be promptly reduced to writing, stating
the decision made and briefly stating the reasons for such decision,
and delivered to the Person (and his counsel, if any) and to counsel
for USAHR.
A Person who has requested a hearing may subsequently waive the right
to a hearing by submitting to the Hearing Officer a written statement
waiving the right to hearing, in which case, the matter shall proceed
under Rule 5 or Rule 4, whichever applies, as if no hearing had been
requested. Any requests for postponement of a scheduled hearing must
be made in writing showing good cause why the postponement should be
granted and must actually be received by the Hearing Officer at least
3 business days prior to the scheduled date of the hearing, absent extreme
exigent circumstances.
If a Person requests a hearing but fails to appear on the scheduled
date, the matter shall proceed under Rule 5 or Rule 4, whichever applies,
as if no hearing had been requested.
Any person submitting a Statement under Rule 4 may request an expedited
determination by submitting a written request to the Board of Trustees
with a detailed explanation as to why an expedited determination is warranted.
Section 4 - Penalties
The authority of the Board of Trustees and any Hearing Officer appointed
to hear any matter initiated under Rule 4 shall be limited to considering
whether the Primary Officer of the US Arabian Horse Registry or the Executive
Director acted in accordance with the Principal Rules and Requirements
of USAHR and any applicable policies of USAHR. The Hearing Board may
impose such penalties as it deems appropriate, including: denial of all
or part of USAHR privileges; expulsion or suspension from the USAHR (if
such charged person is a member); refusal by USAHR to approve registration
applications signed by or submitted by or on behalf of the charged person
and all transfers of registration for horses owned on record by the charged
person; public censure; or private censure. The Hearing Board may also
impose any other penalty or restrictions on exercise of the privileges
of USAHR which it deems proper in furtherance of USAHR objectives as
stated in the Articles of Incorporation.
Any determination of the Board of Trustees made shall be final.
Section 5 - Publication
Notice of the imposition of any penalties and of any temporary suspension
of privileges of any person, other than private censure, may be published
on the USAHR’s web site.
Section 6 - Restoration of Privileges
A Hearing Board may restore privileges, including membership, to any
person who has been denied privileges pursuant to this Rule, upon application
and satisfactory showing by such person that restoration of privileges
is warranted.
Rule 6 - Application Of Idaho Law For Non-Liability Of Directors And Officers
US Arabian Horse Registry, President of the Board of Directors for AHFA
and USAHR, the Directors of AHFA, the Trustees of USAHR, Officers, members
of committees, members of Hearing Boards, employees, representatives and
agents will attempt to obtain true and complete information in connection
with registration of horses, transfers of Certificates of Registration,
hearings, and all other matters relating to USAHR activities. Except for
proven intentional wrongdoing, neither USAHR nor its Directors, Trustees,
Officers, committee members, Hearing Board members, employees, representatives,
nor agents will be liable in any way, whether in damages or otherwise,
for the issuance of any Certificates of Registration, for the transfer
of any Certificates of Registration, for the refusal to issue a Certificate
of Registration, for the issuance of any pedigree statements, for the
refusal to transfer any Certificate of Registration, for the cancellation
of any Certificate of Registration, for any disciplinary proceeding brought
against or penalties imposed on any member or other person, or for any
other activities USAHR. In addition, the internal laws of the State of
Idaho shall determine and control the liability of any Trustee of
US Arabian Horse Registry or of any other person acting on a voluntary
basis without compensation for the benefit of USAHR.
Rule 7 - Amendment
Any rule or regulation promulgated hereunder may be repealed, modified,
altered or amended and any new rule or regulation may be adopted at
any
regular or special meeting of the Board of Trustees and will be done
in compliance with the USAHR Bylaws. Notice of any changes will be published
on the USAHR web site.
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